Blue Cross and Blue Shield of New Jersey v. Philip Morris USA

Twenty health insurance plans filed suit against defendant tobacco companies seeking to recover costs of providing health care to plan subscribers as a result of medical conditions causally connected to, or exacerbated by, tobacco use. On appeal of the trial court's denial of defendants' motion for judgment as a matter of law, the Appellate Court held that health care cost recovery claim was improper because it failed to name the identities and claims of its insureds for whom it sought recovery. Regarding plaintiff's claim for damages on its own behalf, the Court held: (1) the plaintiff did not lack standing to sue under the consumer protection statute; (2) the jury properly conditioned liability on defendants' fraudulent misrepresentations, as opposed to defendants' failure to warn; (3) sufficient evidence existed to support the jury's verdict; (4) sufficient evidence existed to support the jury's assessment of damages; (5) the defendants' rights to a jury trial were not violated by the presence or absence of certain types of evidence; and (6) the defendants' due process rights were not violated by the use of aggregate, rather than individualized, evidence of harm. The court delayed resolution of the remaining issues on appeal pending the return of certification of two questions to the New York Court of Appeals. 

Blue Cross and Blue Shield of New Jersey, Inc., et al. v. Philip Morris USA, Incorporated, et al., 344 F.3d 211 (2d Cir. 2003).

  • United States
  • Sep 16, 2003
  • United States Court of Appeals, Second Circuit

Parties

Plaintiff

  • BCBSD, Inc., (d/b/a Blue Cross Blue Shield of Delaware)
  • Blue Cross and Blue Shield of Florida, Inc., and its affiliates, Health Options, Inc. and Capital Group Health Services of Florida, Inc., (d/b/a Capital Health Plan)
  • Blue Cross and Blue Shield of New Jersey, Inc., now known as Horizon Healthcare Services, Inc, (d/b/a Blue Cross Blue Shield of New Jersey, Horizon Blue Cross Blue Shield, Horizon Blue Cross Blue Shield of New Jersey, and Horizon BCBSNJ), and its subsidiary, Horizon Health Care of New Jersey, Inc. (d/b/a Medigroup of New Jersey, HMO Blue and Horizon HMO)
  • Blue Cross and Blue Shield of North Carolina, and its subsidiaries Personal Health Plan of North Carolina, Inc. and Health Maintenance Organization of North Carolina
  • Blue Cross and Blue Shield of Vermont
  • Blue Cross Blue Shield of Georgia, Inc., and it affiliates HMO Georgia, Inc.
  • Blue Cross Blue Shield of Mississippi, A Mutual Insurance Company, and its affiliate HMO of Mississippi, Inc.
  • Bluecross and Blueshields of Massachusetts, Inc.
  • Bluecross Blue Shield of Michigan, and its subsidiary, Blue Care Network of Michigan Incorporated
  • California Physicians' Services, (d/b/a Blue Shield of California) and its affiliate, CareAmerica Life Insurance Company
  • Carefirst of Maryland, Inc., and its subsidiary Free State Health Plan Inc.
  • Empire Blue Cross and Blue Shield
  • Excellus, Inc., and its subsidiaries, The Finger Lakes Companies, Inc., (and its subsidiaries, Finger Lakes Health Insurance Company, Inc. and Finger Lakes Medical Insurance Company, Inc.), Excellus of Central New York, Inc. (and its subsidiary Excellus Health Plan, Inc.) and Upstate Holding Company, Inc. (and its subsidiary, Utica-Watertown Health Insurance Co., Inc.)
  • Group Hospitalization & Medical Services, Inc., d/b/a CareFirst BlueCross BlueShield and subsidiary
  • HealthNow New York, Inc., (d/b/a Blue Cross and Blue Shield of Western New York, Blue Shield of Northern New York)
  • Louisiana Health Service & Indemnity Company, Inc., (d/b/a Blue Cross and Blue Shield of Louisiana)
  • Mountain State Blue Cross & Blue Shield, Inc., and its subsidiary, Parker Benefits, Inc., (d/b/a Super Blue HMO)
  • New Hampshire-Vermont Health Service, (d/b/a Blue Cross Blue Shield of New Hampshire) and its subsidiaries, Matthew Thornton Health Plan, Inc., Matthew Thornton Insurance, Inc. and Health Initiatives, Inc.
  • Trigon Insurance Company, (d/b/a Trigon Blue Cross Blue Shield) and its affiliates, Physicians Health Plan, Inc., Healthkeepers, Inc., Priority Health Care, Inc., Peninsula Health Care, Inc., and Trigon Administrators, Inc.

Defendant

  • B.A.T. Industries P.L.C.
  • British American Tobacco Co.
  • Brown & Williamson Tobacco Corporation
  • Counsel for Tobacco Research-USA, Inc.
  • Hill and Knowlton, Inc.
  • John Doe, Unknown Corporations A-Z
  • Liggett & Myers, Inc.
  • Liggett Group, Inc.
  • Lorillard Tobacco Company
  • Philip Morris USA Incorporated
  • R.J. Reynolds Tobacco Company
  • The Smokeless Tobacco Council, Inc.
  • Tobacco Institute, Inc.
  • United States Tobacco

Legislation Cited

Related Documents

Type of Litigation

Tobacco Control Topics

Substantive Issues

Type of Tobacco Product

None

"Appellants mischaracterize the portions of Dr. Harris' testimony regarding the assumptions behind his model that they cite to support their contentions. According to that testimony, Dr. Harris calculated and testified about two types of damages. The first type of damages stemmed from defendants' alleged failure to innovate as the result of an industry-wide conspiracy not to compete on the basis of health claims. Dr. Harris testified that he believed that if the defendants had not engaged in such a conspiracy, they would have competed with one another to make safer cigarettes. It was in the context of discussing a world with such innovation that Dr. Harris testified that tobacco companies would have publicized health information about cigarettes in an effort to show that their own products would minimize negative health consequences. The second type of damages Dr. Harris calculated were damages resulting from defendants' alleged dissemination of misinformation regarding the health effects of cigarettes.8 Dr. Harris did not testify that his calculations as to these damages were based on an assumption that the defendants would have waged an anti-smoking campaign or any assumption that the defendants themselves would have provided the public with accurate information. While Dr. Harris did assume "better information" and "more correct information about smoking and less misinformation" when calculating the damages that resulted from Appellants' dissemination of misinformation, this does not mean that Empire provided insufficient proof of damages to support the jury verdict. Dr. Harris appears to have assumed that in the absence of the misinformation provided by defendants, there would have been more accurate information. This is not an unreasonable assumption. The proliferation of false information can well have the effect of stifling the proliferation of accurate information. Similarly, many of the examples Empire gave of defendants providing misinformation were in response to specific requests for information (e.g., testimony before Congress and responses to interview questions). It is not unreasonable to assume that in such situations, had defendants not given misinformation, they would have given accurate information. In the end, however, it was the jury's responsibility to determine whether or not Dr. Harris' assumptions were reasonable and whether his estimates were reliable, and to evaluate the damages information before it. Given that defense counsel extensively explored on cross-examination the assumptions behind Dr. Harris' calculations, we find no reason to believe that the jury was not able to evaluate Dr. Harris' testimony in this way."